| Lee College Annual Investment Report (Including Deposits) |
| Investment or Deposit Type |
August 31, 2016 Market Value |
| Publicly Traded Equity and Similar Investments |
| Common Stock (U.S. and foreign stocks held in separately managed accounts or internally managed by institution investment staff; exclude mutual or commingled funds) |
6,884.00 |
| Equity/Stock Mutual Funds |
|
| Balanced Mutual Funds (where target allocation is > 50% equities) |
|
| “Commonfund” Equity Commingled Funds |
|
| Other Equity Commingled Funds (if primarily invested in publicly traded equities) |
|
| Preferred Stock |
|
| Other – list by type |
|
| Total Publicly Traded Equity and Similar Investments |
6,884.00 |
| “Other” Investments – Other than Publicly Traded Equity and Debt Investments |
| Real Estate (include direct ownership & investments in real estate limited partnerships, private REITs, or similar vehicles; include a portfolio of publicly traded REITs if managed as a separate asset allocation category rather than comprising part of a broadly diversified stock portfolio ) |
|
| Other Real Asset Investments (e.g. investments in infrastructure funds) |
|
| Private Equity |
|
| Hedge Funds |
|
| “Commonfund” Alternative Asset Commingled Funds (Real Estate, Private Equity, Hedge Funds, Commodities, etc.) |
|
| Annuities |
|
| Commodities |
|
| Collectibles |
|
| Other – list by type |
|
| Total “Other” Investments – Other than Publicly Traded Equity & Debt Investments |
0.00 |
| Publicly Traded Debt & Similar Investments>1 year maturity |
| U.S. Government Securities (“Treasuries”) |
|
| U.S. Government Agency Securities (“Agencies”) |
|
| Mortgage Pass-Throughs – “Agency” |
|
| Mortgage Pass-Throughs – “Private Label” |
|
| Asset-Backed Securities (ABS) (other than mortgage-backed securities) |
|
| Sovereign Debt (non-U.S.) |
|
| Municipal Obligations |
|
| Collateralized Mortgage Obligations (CMOs) – list below by category |
| Interest Only Strips (IOs) |
|
| Principal Only Strips (POs) |
|
| Inverse Floaters |
|
| Stated Final Maturity longer than 10 years |
|
| Other CMOs – “Agency” |
|
| Other CMOs – “Private Label” |
|
| Corporate Obligations (U.S. or foreign companies) – list below by rating |
| Highly Rated (AAA/AA or equivalent) |
|
| Other Investment Grade (A/BBB or equivalent) |
|
| High Yield Bonds (<BBB or equivalent) |
|
| Not Rated (NR) |
|
| Fixed Income/Bond Mutual Funds (longer term; registered with the SEC) |
|
| Balanced Mutual Funds (where target allocation is > 50% bonds or other debt securities) |
|
| “Commonfund” Fixed Income/Bond Commingled Funds |
|
| Other Fixed Income/Bond Commingled Funds (primarily invested in publicly traded debt securities; not registered with the SEC) |
|
| GICs (Guaranteed Investment Contracts) |
|
| Other – list by type |
| Total Publicly Traded Debt & Similar Investments >1 year |
0.00 |
| Short-Term Investments & Deposits |
| U.S. Government Securities (“Treasuries”) |
|
| U.S. Government Agency Securities (“Agencies”) |
|
| Bankers’ Acceptances |
|
| Commercial Paper – A1/P1 (or equivalent) |
|
| Other Commercial Paper – lower rated |
|
| Repurchase Agreements (Repos) |
|
| Money Market Mutual Funds (registered with the SEC) |
3,463,650.00 |
| Short-Term Mutual Funds Other than Money Market Mutual Funds (registered with the SEC) |
|
| Public Funds Investment Pool Created to Function as a Money Market Mutual Fund (not registered w/ SEC but “2a7-like”) |
| TexPool (and TexPool Prime) |
7,568,555.00 |
| Other Public Funds Investment Pools Functioning as Money Market Mutual Funds |
639.00 |
| Other Investment Pools – Short-Term (not created to function as a money market mutual fund) |
|
| Certificates of Deposit (CD) – Nonnegotiable |
4,003,090.00 |
| Certificates of Deposit (CD) – Negotiable |
|
| Bank Deposits |
3,217,680.00 |
| Cash Held at State Treasury |
|
| Securities Lending Collateral Reinvestments (direct investments or share of pooled collateral) |
| Other – list by type |
|
| Total Short-Term Investments & Deposits |
18,253,614.00 |
| TOTAL INVESTMENTS and DEPOSITS |
18,260,498.00 |
